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Jobs: Compliance / Legal
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Compliance / Regulatory, In-house Legal, Other
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211-240 of 342 Jobs Company Location Date
Company Secretary
Badenoch & Clark Luxembou...
Salary: NA
Luxembourg 18 Nov
My client is a major Asset Management firm managing many billions of assets. They are now looking to recruit a Company Secret...
Compliance Assistant for Broker Dealer and related Registered Investment Advisor
Not Disclosed
Salary: Full-time Permanent Posit...
USA-CT-Greenwich 18 Nov
Compliance assistant will assist CCO with all compliance and regulatory matters.
Risk Manager - Legal Operations
Barclay Simpson
Salary: £60,000 - £65,000 baisc +...
UK-London 18 Nov
This leading financial services group are currently looking to recruit a new Risk Manager to develop and maintain an effectiv...
Compliance Officer (IBD & Asset Management)
Robert Half Singapore
Salary: Competitive
Singapore 18 Nov
4 – 5 years of experience in development (Sybase / Oracle) and support. Strong programming skills in C / C++ / Java, working...
Compliance Monitoring Lead
Barclays Technology Centr...
Salary: Competitive
Singapore 18 Nov
This is a role for Compliance Monitoring Lead to manage overall resource planning and take ownership of the Compliance Monito...
Structurer (Fixed Income Legal & Regulatory Team)
UBS AG
Salary: Competitive
China-Hong Kong 18 Nov
An exciting opportunity has arisen to join UBS as a Structurer (Fixed Income Legal & Regulatory Team).
Forensic, Assistant Manager / Manager (Shanghai)
KPMG (China and Hong Kong...
Salary: Competitive
China-Shanghai 18 Nov
KPMG Forensic China has experienced forensic resources based in Shanghai and Hong Kong. We provide clients with commercial an...
ISDA Documentation
Hays Banking
Salary: Highly competitive
Singapore 18 Nov
With continuous growth to support an increasingly demanding business within an ever changing environment, there is now an opp...
VP Internal Audit - Investment Banking
Hays Banking
Salary: SGD $150,000 - 200,000 pl...
Singapore 18 Nov
Major international investment banking organisation. VP-level role specialising in auditing the Legal, Risk and Compliance...
Compliance Officer - Generalist Broker Dealer
Michael Page
Salary: $80,000 - $120,000
USA-CT-Greenwich 17 Nov
Our client is a U.S. based brokerage firm with a well established global presence.
Employment Counsel at International Investment Bank
The Compliance Search Gro...
Salary: Based on Experience
USA-NY-New York City 17 Nov
International Investment Bank seeks Employment Counsel to handle employee disputes and advise on employment law matters.
Business Analyst - Basel II (Capital Reporting)
Practicus
Salary: £400 - £500 per day
UK-London 17 Nov
This Tier 1 Investment Bank is looking to recruit an experienced Business Analyst to work on a project within its Regulatory...
Solicitor - Employment Law
Paragon Executive Intelli...
Salary: €75,000-€85,000 DOE
Ireland-Dublin 17 Nov
My client, a successul South Dublin based legal firm, is currently recruiting for a senior Employment Law Solicitor to join t...
Senior Compliance Consultant
Not Disclosed
Salary: £Neg.
UK-London 17 Nov
A leading Compliance business is keen to identify a Senior Compliance Consultant to be part of a dynamic and client facing te...
Legal Officer
Badenoch & Clark Luxembou...
Salary: Benefits
Luxembourg 17 Nov
A world leading international real estate firm are recruiting a Legal officer for their Luxembourg office. This is an excelle...
Senior Corporate Officer
Badenoch & Clark Luxembou...
Salary: NA
Luxembourg 17 Nov
A major real estate investment firm is urgently seeking a Senior Corporate Officer who can speak fluent English and French. T...
Legal Counsel- Real Estate Invesment
Badenoch & Clark Luxembou...
Salary: NA
Luxembourg 17 Nov
Andrew Notter is currently recruiting a Legal Counsel for an expanding Real Estate Investment firm in Luxembourg.
Head of Legal Department
Badenoch & Clark Luxembou...
Salary: NA
Luxembourg 17 Nov
Badenoch & Clark are recruiting a Head of Legal for an exclusive and highly regarded boutique Fiduciary in Luxembourg. If you...
Compliance Officer
IBQ
Salary: Competitive
Qatar-Doha 17 Nov
Compliance Controller is responsible for exercising various compliance tests and periodical checking, depending on the approv...
SVP, Wealth & Investment Management Compliance
Reed Specialist Recruitme...
Salary: Top Tier - $1.5m HKD - $...
China-Hong Kong 17 Nov
Job Description: SVP - Wealth & Investment Management Compliance The individual will be based in Hong Kong to provide...
Wealth Management Lawyer
UBS AG
Salary: Competitive
China-Hong Kong 17 Nov
An exciting opportunity has arisen to join UBS a Lawyer
Accounting Consultant
Objective Paradigm
Salary: Contract
USA-IL-Chicago 16 Nov
Objective Paradigm is currently searching for a 2-4 year accounting professional for a major financial services firm based in...
Compliance Analyst III
BNY Mellon Asset Manageme...
Salary: negotiable
USA-PA-Pittsburgh 16 Nov
The incumbent will assist the Compliance Manager with compliance monitoring and reporting for BNY Cash Investment Strategies...
Compliance Officer II
BNY Mellon Asset Manageme...
Salary: negotiable
USA-MA-Boston 16 Nov
Headquartered in Boston, Standish is a leading investment management firm dedicated to serving sophisticated fixed income inv...
Legal Documentation (ISDA) Negotiator – Investment Bank New York
The Compliance Search Gro...
Salary: Based on Experience
USA-NY-New York City 16 Nov
This person will work in the Legal and Compliance Department which provides legal support to the entire Bank.
Tradng Systems Account Manager
Bloomberg
Salary: Competitive
UK-London 16 Nov
In this role, you will be managing accounts and providing solutions to our clients. You will have daily interaction with clie...
ISDA Master Agreement Negotiator
Morgan McKinley Group Ltd
Salary: Excellent
UK-London 16 Nov
Leading European bank seeks an experienced ISDA Master Agreement negotiator to join their legal team within the Legal Transac...
Anti-Money Laundering Officer - Vice President
Morgan McKinley Group Ltd
Salary: Excellent
UK-London 16 Nov
This top investment bank requires an experienced AML specialist.
Regulatory Policy and Standards Advisor
Willis Limited
Salary: up to £45k base
UK-London 16 Nov
Willis Group is one of the world’s leading risk management and insurance brokers. The main purpose of this role is to provide...
Compliance Administrator
Trust Company of the West
Salary: Competitive salary plus b...
USA-CA-Los Angeles 16 Nov
The Ideal candidate will possess the skills to perform, monitor and/or oversee matters such as: oversight of accounting and a...
Jobs: Compliance / Legal (211-240 of 342 Jobs)

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