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Investment Compliance Analyst
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Wellington Management Com...
Salary: Competitive
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USA-MA-Boston |
29 Nov |
| Investment Compliance Analyst |
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Compliance Associate
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Lazard Asset Management
Salary: Competitive - commensurat...
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USA-NY-New York City |
27 Nov |
| LAZARD ASSET MANAGEMENT seeks a COMPLIANCE ASSOCIATE.
This position offers a unique and challenging opportunity for someone... |
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3 New Compliance Positions – 2 Equity Trading Compliance roles and Prime Brokerage Compliance
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The Compliance Search Gro...
Salary: Upon experience
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USA-NY-New York City |
25 Nov |
| Top-tier investment bank seeks 2 Equity Trading Compliance roles and Prime Brokerage Compliance. |
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Syndication Specialist/Paralegal
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RBC
Salary: competative
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USA-OH-Cleveland |
25 Nov |
| Syndication Specialist |
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Fixed Income Compliance Analyst
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Morgan Stanley
Salary: not disclosed
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USA-NY-White Plains |
25 Nov |
| See job description below |
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Alternatives Investment Group and Structured Investments Compliance
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
25 Nov |
| See job description below |
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Compliance Assessment - Analyst
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
25 Nov |
| See job description below |
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Equity and Prime Brokerage - Regulatory Oversight/Surveillance Officer
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
25 Nov |
| See job description below |
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Head of Operations Compliance
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
25 Nov |
| See job description below |
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Private Banking Compliance Officer
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Credit Suisse
Salary: Competitive
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USA-NY-New York City |
25 Nov |
| PB Compliance Officer |
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Alternative Investments Senior Compliance Officer
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Credit Suisse
Salary: Competitive
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USA-NY-New York City |
25 Nov |
| Senior Compliance Officer |
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Director, Compliance Officer – Fixed Income Trading
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Barry Shoot & Associates
Salary: 150K - 175K Base + Bonus
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USA-NY-New York City |
24 Nov |
| The Director, Fixed Income Compliance will focus primarily on ensuring that the fixed income business meets it regulatory an... |
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Compliance Officer - Portuguese/Spanish Speaking
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Michael Page
Salary: 120,000-200,000
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USA-NY-New York City |
24 Nov |
| International financial institution seeks a Compliance Officer for its New York broker-dealer. The position will work with th... |
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Institutional Brokerage Compliance Associate
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Susquehanna International...
Salary: Commensurate with experie...
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USA-NY-New York City |
24 Nov |
| fixed income compliance corporate bonds |
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Compliance- Regulatory Securities Operations
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Deutsche Bank
Salary: competitive/ DOE
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USA-NY-New York City |
24 Nov |
| About Deutsche Bank
A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do business. W... |
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Distressed Debt & Special Situations Compliance Officer
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The Compliance Search Gro...
Salary: Upon Experience
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USA-CA-Los Angeles |
24 Nov |
| A division of a global bank seeks a Compliance Officer. |
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Compliance Administrator
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Not Disclosed
Salary: Competitive / DOE
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USA-CA-Santa Barbara |
24 Nov |
| Fixed income management firm seeks a motivated and experienced Compliance Administrator. The successful candidate is a skille... |
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Compliance - Regulatory (trains in NY - relocates to Jacksonville, FL)
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Deutsche Bank
Salary: competitive/ DOE
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USA-NY-New York City |
24 Nov |
| About Deutsche Bank
A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do business.... |
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Compliance -Asset Management
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Deutsche Bank
Salary: competitive/ DOE
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USA-NY-New York City |
24 Nov |
| About Deutsche Bank
A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do business.... |
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Mid Level Hedge Fund Compliance
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Michael Page
Salary: 125,000 -170,000
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USA-CT-Greenwich |
23 Nov |
| Global Hedge Fund is looking to add a mid level compliance officer. The ideal candidate will have 4 -7 years of experience in... |
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Derivatives Documentation Negotiator (LEGAL)
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Deutsche Bank
Salary: Exempt
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USA-FL-Jacksonville |
23 Nov |
| **The qualified candidate MUST have experience with drafting and negotiating NY Law Agreements**
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Equity Derivatives Lawyer
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Société Générale - US
Salary: Commensurate with experie...
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USA-NY-New York City |
23 Nov |
| The legal team for Equities, Equity Derivatives and Solutions, which is part of the U.S. Legal and Compliance Department. |
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Paralegal
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Société Générale - US
Salary: Commensurate with experie...
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USA-NY-New York City |
23 Nov |
| The legal team for Equities, Equity Derivatives and Solutions, which is part of the U.S. Legal and Compliance Department.
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Compliance Officer - PIMCO (Newport Beach, CA)
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PIMCO
Salary: competitive
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USA |
23 Nov |
| TITLE: Compliance Officer
DEPARTMENT: Legal and Compliance – Regulatory Compliance
PIMCO is seeking a Compliance Officer... |
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Attorney
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PIMCO
Salary: DOE
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USA-CA-Santa Ana |
23 Nov |
| PIMCO is a leading institutional money manager with more than $940 billion in assets under management.
We are looking for... |
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Compliance Technical Business Analyst/Programmer
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Michael Page Internationa...
Salary: Base Salary and Bonus
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USA-NY-New York City |
23 Nov |
| Our client is seeking IT Compliance Programmer to support the legal & compliance business. The position provides system / tec... |
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Chief Compliance Officer - Global Investment Advisor
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Capstone Investment Advis...
Salary: Salary plus Bonus
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USA-NY-New York City |
20 Nov |
| Global Derivatives Fund is seeking seasoned CCO to join our New York City Headquarters Location.
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Compliance Associate
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Not Disclosed
Salary: competitive
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USA-CT-Greenwich |
19 Nov |
| A mid-sized registered investment adviser in Greenwich Connecticut is seeking a compliance associate. The candidate should h... |
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Compliance Assistant for Broker Dealer and related Registered Investment Advisor
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Not Disclosed
Salary: Full-time Permanent Posit...
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USA-CT-Greenwich |
18 Nov |
| Compliance assistant will assist CCO with all compliance and regulatory matters. |
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Compliance Officer - Generalist Broker Dealer
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Michael Page
Salary: $80,000 - $120,000
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USA-CT-Greenwich |
17 Nov |
| Our client is a U.S. based brokerage firm with a well established global presence. |
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