S/He will be responsible for the day-to-day maintenance and monitoring of client investment guidelines and restrictions as well as interfacing with investment managers on identification and resolution of investment compliance violations. S/He monitors that investment activities of CIS are performed in accordance with policies and procedures and maintain documentation to satisfy regulatory and policy requirements.  S/He assists in the coordination with internal and external examiners and auditors.  S/He will be responsible for preparing and disseminating compliance reports to internal departments and preparation of compliance reports requested by clients.